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Criterion A: Input from Stakeholders
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  CARF: Standards and ToolsSection 1: Practices  
 
Input from Stakeholders

Overview

Organizations should be client-driven and show evidence of active client involvement in programming, decision-making, treatment planning, and outcomes. The purpose of obtaining input is to continually improve the services being delivered to clients. Obtaining meaningful input from clients, family members, and advocates is a core value of CARF. These standards, which imply that action will be taken once the input is received, are one of the most frequently cited standards in CARF survey reports.

Accreditation Requirement(s)

Requiring input from the persons served and relevant stakeholders is the first standard in the CARF accreditation manual and makes evident the importance and value CARF places on client and stakeholder expectations. The organization should be prepared to describe the mechanisms it currently uses to obtain client, family, and stakeholder input; how input is used in program and policy development; monitoring and evaluation of programs; and changing program practices. Leadership staff and governing body should review this information. The information is then used for planning, advocacy, and performance improvement purposes.

Implementation Tips

Some Implementation Tips provided, in part, by Robert Johnson at: www.accreditationnow.com.

  • The organization should define who its stakeholders are, such as family members, referral sources, funding sources, regulators, caregivers, and advocates. Usually either focus groups or an annual survey are utilized to capture stakeholder input. Stakeholder input can be helpful for identifying new opportunities for the organization, revising current program services, and changing program practices and policies.
  • It is recommended than an organized system for the ongoing attainment of input is put into place. This is not a one-time activity. CARF does not dictate the frequency of input, the tools utilized, the methodology, or the reporting of the data. Tailor the venues to mesh with your organization's culture and environment.
  • Designating the clinic/program manager or the organization quality improvement personnel to oversee this endeavor would be helpful. Capturing the results from the data collection methodology, analyzing those results, reporting on them in at least a summary fashion, and then utilizing the information to make changes and decisions is what is needed to meet the intent of the standards. Ultimately the findings should be integrated into the planning process and the performance analysis.
  • Do not try to do too much! If utilizing a questionnaire, then asking more than 10 questions on a survey is usually enough to obtain the critical information. Conducting surveys for long-term clientele more than every 6 months is unnecessary and burdensome to the clients. Most opioid treatment programs (OTPs) have found it useful to develop their own unique instrument and style. However, it is best to perform a literature search and use valid and reliable tools rather than creating a new survey tool.
  • Once the information is collected, it should be analyzed and integrated into the regular business practices of the organization. Decisions should be based on the data received and used for program planning, strategic planning, financial planning, resource planning, performance improvement, and advocacy efforts.

  • The process of seeking and utilizing input from persons served contains the following basic components:

    1. Obtaining input from persons served and their families on a regular basis
    2. Reviewing the input through all levels of administration and management
    3. Ensuring that our programs are "input driven" and reflect the needs and preferences of the persons we serve
    4. Using the input to change the practices and policies of the organization

  • Examples of activities that an organization could use to gather client, family, and stakeholder input, include, but may not be limited to, the following:

    1. Focus Groups

      The Focus Group Protocol is used with all stakeholder groups to ensure a consistency in methods and reliability and validity of results. The program managers conduct focus groups on an ongoing basis, and the results are summarized by the program managers and reported in the management team meeting. The management team utilizes the results to develop and integrate specific changes in practices, policies, and procedures. These activities and the feedback concerning changes are reflected in the management team minutes, distributed to all employees of the organization, and summarized in a monthly report to the Board of Directors.

    2. Client Surveys

      The organization may conduct an annual survey process within all programs and/or demographic regions to obtain ongoing input from clients and other stakeholders. The survey process is used with all stakeholder groups to ensure a consistency in methods and reliability and the validity of results. The program managers designate a week in time during the year to distribute specifically designed surveys, and the results are summarized by the program managers and submitted to the management team. The management team utilizes the results to develop and integrate specific changes in practices, policies, and procedures. These activities and the feedback concerning changes are reflected in the management team minutes, distributed to all employees of the organization, and summarized in a monthly report to the Chief Executive Officer.

    3. Suggestion Boxes

      The organization may employ client suggestion boxes in visible locations throughout the enterprise. Suggestion forms and pencils are available at each suggestion box along with a sign that encourages feedback and suggestions. Each month, suggestions are gathered by the Facility Manager and shared with employees at that location in a regularly scheduled staff meeting for consideration of programmatic changes that might better meet the needs of persons served. Changes are made at the facility level if they involve daily activities and issues that are specific to that location and do not require organizational policy and procedural changes. All suggestions are submitted to the management team, and any suggestions that would require overall policy, procedure, or programming changes are considered by the management team, which determines final disposition and actions. These activities and the feedback concerning changes are reflected in the management team minutes, distributed to all employees of the organization, and summarized in a monthly report to the Board of Directors.

    4. Client Advisory Board/Committee

      The Client Advisory Board/Committee (CAB) may conduct regularly scheduled monthly or quarterly meetings, and is chartered through bylaws that provide a purpose and structure for the CAB to conduct its business. Within those bylaws are specific components that empower the CAB to serve as an advocate for all persons served. As a result of its activities, the chair of the CAB provides a monthly report to the management team that may include recommendations for the organization to consider in changing policy, procedures, and practices. These activities and the feedback concerning changes are reflected in the management team minutes, which are distributed to all employees of the organization and summarized in a monthly report to the Board of Directors.

    5. Staffing Conferences

      The organization could conduct weekly clinical staff meetings with all providers, facilitated by their respective program managers. These meetings include a consistent flow of information regarding communication between persons served and the treatment staff. Any specific information that would warrant further inquiries or investigation are forwarded to the management team, which utilizes the information to modify, revise, or change practices, policies, and procedures as a result of receiving and analyzing the information. These activities and the feedback concerning changes are reflected in the management team minutes, distributed to all employees of the organization, and summarized in a monthly report to the Board of Directors.

    6. Family Feedback Project

      The organization may employ a process to seek relevant and specific feedback from family members and/or guardians of persons served by the organization. Family members may be provided with satisfaction surveys unique to family issues, asked to participate in family focus groups, and/or be invited to family "Town Hall" meetings to solicit input to evaluate whether or not the organization is meeting the needs of persons served. Information is expected to be analyzed, trended (using graphic formats for ease of understanding), and provided to the management team for consideration in changing policy, procedures, and practices.

    7. Public Forums

      The organization may invite input from the community-at-large by holding public hearings in its catchment area. These hearings are advertised by direct mailings, newspaper, newsletter, and cable television. Any citizen can attend the hearings and provide feedback concerning administrative operations, programs, and services. This information is collated and considered as part of the strategic planning process.
 

 


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